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Securities Regulation

Professor(s)

Semester

2021 Fall Residential

About This Class

A study of federal law and the rules of the Securities and Exchange Commission concerning the registration, distribution and trading of securities, and legal and regulatory aspects of the securities industry. The course considers the responsibilities and liabilities of issuers of securities, its officers and directors, brokers, attorneys, and other participants in the distribution and trading processes, as well as issues regarding "insider" trading.

TR 11:20 AM - 12:35 PM
8/30/2021 - 12/26/2021
Location: On-campus, Debevoise Hall, MAP

Class Code

BUS6290.01

Subject

Business Law